M. Dennis Paul, Ph.D.

Professional Conflict Management Services-------------------- Thought Addiction Specialist

Court-sponsored mediation is prevalent today in the United States and in foreign countries, including Canada and England. In some states, only two percent of filed cases are resolved by adjudication. Many cases are sent to mediation, and approximately seventy percent settle at the mediation conference. Most of the remaining thirty percent settle before trial, often as the result of the process begun in mediation. For example, the number of reported mediated cases in Florida increased from 34,000 in 1989 to almost 50,000 in 1991. This movement toward mediation reflects a relatively long-term trend in Florida's judicial system.

In mediation, a neutral third person encourages and facilitates the resolution of disputes. The mediator has no coercive power or authority to decide on behalf of the parties, or even to require the parties to agree. Mediation is a process of conflict resolution that returns to the parties the responsibility for making decisions. The goals of mediation include: reducing the court's docket, reducing the demand on judicial resources, accelerating the rate of case resolution, reducing the cost of resolving conflicts, increasing the litigants' satisfaction with the court system, and improving relationships between disputing parties.

Mediation is especially helpful in family disputes because of the unique nature of family law. Family matters involve not only the law and facts, but also feelings. An increase in the number of divorces and of children born outside marriage has caused states to seek methods other than litigation to solve family disputes involving child visitation, as well as financial matters. Mediation is one such method.

Mediation is an attractive alternative in family disputes, because it empowers the parties to devise agreements that meet their specific needs. Unlike the adjudicatory process, the emphasis in mediation is placed on establishing a workable solution, rather than on determining who is right or wrong. Decisions are made by the parties, not delegated to a judge. Mediation of divorce disputes began because of increasing court costs, delay, and escalation of conflict caused by dissatisfaction with the traditional method of solving family matters through litigation. To address this dissatisfaction, lawyers and therapists offered to help their clients settle cases in a non-adversarial manner.

The mediation process helps reduce parties' hostility and children's trauma from the divorce process. This is particularly significant when the parties are parents and will remain in contact after the marital relationship ends. The process encourages the parties to work together, isolate the issues, and learn through cooperation. Mediation produces stable agreements that are more likely to inspire long-term compliance by the parties. In addition, even when the parties do not reach agreement during the mediation process, research indicates that family cases often settle prior to trial as a result of issues discussed in mediation.

Family mediation is available through public and private forums. Some states have enacted statutes providing either mandatory or discretionary mediation of family matters. Additionally, some state courts have instituted mediation by court policy without statutory guidelines. At least thirty-four states and the District of Columbia have some type of court-based mediation program for domestic relations cases. State programs are used to resolve custody, child support, and other financial issues, such as alimony and property distribution.

Traditionally, mediation has been a voluntary process. Recently, some jurisdictions have adopted mandatory mediation, requiring the parties to mediate. Given the concept of self-determination inherent in mediation, mandatory mediation appears to be a contradiction in terms. However, these statutes merely mandate the mediation process, not an agreement by the parties. In 1981, California became the first state to require mandatory mediation. Now, many jurisdictions have similar statutes. Regardless of whether a statute requires mediation or authorizes mediation, once a court orders participation in the mediation process, the parties must mediate unless a statute provides for exemption.

Not all states mandating mediation provide an exemption from mediation in the face of domestic violence. However, exemption from family mediation is necessary because spousal abuse is pervasive in our society. Abuse is estimated to occur in thirty percent of marriages. Most victims of abuse are women; only five percent of reported spouse abuse victims are men. Mediation in domestic relations cases raises concerns about safety, because studies find more abuse after mediation sessions than after trials. Mediation also may be unsuccessful because of an imbalance of power between the parties, as well as a limited capacity of the parties to advocate effectively for themselves.

Some state legislatures have responded to the need to exclude abused parties from mediation. New Mexico enacted the first exemption statute, and many states followed. Recently, California amended its statute to provide an exemption for domestic violence.

The wording of these exemptions and the degree of evidence of "domestic violence" required to waive mediation differ among the states. Depending on the jurisdiction, parties are exempt from mediation when either party has been the victim of: "domestic violence," "physical abuse," "emotional abuse," "emotional distress," "spousal abuse," "sexual abuse," "domestic abuse," "family violence," "drug or alcohol abuse," or when there is "good cause" which includes allegations of alcoholism, drug abuse, or severe psychological, psychiatric, or emotional problems. New Hampshire requires exemption when either party asserts abuse has occurred "unless the alleged victim . . . requests mediation, and the mediator is made aware of the alleged abuse." Ohio permits the court to consider abuse, but allows mediation if the court finds it appropriate. In Illinois, the court may order mediation for visitation disputes, except where there is evidence of domestic violence. North Carolina courts may waive mediation in cases involving domestic violence. North Carolina provides a mediation waiver for "good cause," including allegations of abuse and neglect of a minor child, alcoholism, and drug abuse. Utah provides an exemption from mediation where mediation "would cause undue hardship to or threaten the mental or physical health or safety of either of the parties or a child or children of the parties." Maine's child-custody statute requires the mediator to consider any history of domestic abuse. Florida provides a mediation exemption if there is a "significant history of domestic abuse which would compromise the mediation process."